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An Announcement Of The Issuance Of The Board Of The Saudi Arabia Capital...

As part of the Capital Market Authority's efforts to develop the capital market in the kingdom of Saudi Arabia, and regulate and monitor the work and activities of entities subject to its supervision...

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Bursa Malaysia Announces Constituent Additions To ESG Index- June 2016 Review

Bursa Malaysia Berhad (“Bursa Malaysia” or “the Exchange”) has announced 5 new additions to the constituents of the FTSE4Good Bursa Malaysia (“F4GBM”) Index.read more...

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SEC: Morgan Stanley Failed To Safeguard Customer Data

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FINRA Sanctions Oppenheimer & Co. $2.9 Million For Unsuitable Sales Of...

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Oppenheimer & Co. Inc. $2.25 million and ordered the firm to pay restitution of more than $716,000 to affected...

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SEC: Ethiopiaâs Electric Utility Sold Unregistered Bonds In U.S.

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Euronext Announces Quarterly June 2016 Review Results Of The PSI 20

Euronext today announced the results of the quarterly review for the PSI 20. The changes due to the review will be effective from Monday, June 20.read more...

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CFTC Swaps Report Update

CFTC's Weekly Swaps Report has been updated, and is now available.read more...

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Moscow Exchange Indices Monthly Review: May 2016

In May, Moscow Exchange"s Indices reflected the negative trend on the Russian stock market. The MICEX Index was down 2.77% to 1,899.01 (from 1,953.05 on 29 April), while the dollar-denominated RTS...

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Keynote Remarks of Chairman Timothy Massad before the Global Exchange and...

Keynote Remarks of Chairman Timothy Massad before the Global Exchange and Brokerage Conference

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CFTC Proposes Additional Interest Rate Swaps For Clearing Requirement

The U.S. Commodity Futures Trading Commission (CFTC) today proposed amending CFTC regulation 50.4(a) to require certain additional interest rate swaps to be cleared by market participants through a...

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SEC: Consultant To Chinese Private Equity Firms Settles Insider Trading Charges

The Securities and Exchange Commission today announced that a former consultant to two China-based private equity firms has agreed to pay more than $756,000 to settle insider trading charges.   The...

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Keynote Remarks Of CFTC Chairman Timothy Massad Before The Global Exchange...

I’m very pleased to be back with you all today.read more...

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SEC Issues $17 Million Whistleblower Award

The Securities and Exchange Commission today announced a whistleblower award of more than $17 million to a former company employee whose detailed tip substantially advanced the agency’s investigation...

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Euronext Announces Quarterly Review Results For The CAC Family Indices

Euronext today announced the results of the reweighting of the CAC family indices, which took place after close of the markets on Thursday 9 June 2016. The changes following the review will be...

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Prospectus - Nasdaq, Inc.

Nasdaq, Inc. hereby publishes the prospectus of its listing of €600 million aggregate principal amount of 1.750% Senior Notes due 2023 on Nasdaq Copenhagen A/S. The prospectus was approved by the...

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Remarks Before The 35th Annual SEC And Financial Reporting Institute...

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Office Of Financial Research Update - Linking Company Data Across Datasets

The OFR released a blog today by Stacey Schreft, OFR Deputy Director for Research and Analysis, about a challenge issued by the OFR and the National Institute of Standards and Technology (NIST) to...

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Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks...

At the end of the settlement date of May 31, 2016, short interest in  2,307  Nasdaq Global MarketSM securities totaled  7,885,936,338  shares compared with  7,897,704,412  shares in  2,306  Global...

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Ontario Securities Commission Publishes 2016-2017 Statement Of Priorities

The Ontario Securities Commission (OSC) today published its 2016-2017 Statement of Priorities, which sets out priority areas where the OSC intends to focus key resources and actions for the coming...

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The study of Thai stock market across the 2008 financial crisis....

The cohomology theory for financial market can allow us to deform Kolmogorov space of time series data over time period with the explicit definition of eight market states in grand unified theory. The...

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