Moscow Exchange Supervisory Board Appoints New Members To Committees
On 2 June 2016 Moscow Exchange (ticker MOEX) Supervisory Board named new members to its six committees.read more...
View ArticleFINRA Fines E*Trade Securities LLC $900,000 For Supervisory Violations...
The Financial Industry Regulatory Authority (FINRA) announced today that it has censured and fined E*Trade Securities LLC $900,000 for failing to conduct an adequate review of the quality of execution...
View ArticleEBA Publishes Decision On Data For Supervisory Benchmarking
The European Banking Authority (EBA) published today its Decision on data for supervisory benchmarking. This Decision comes after the publication of the amended technical standards on benchmarking of...
View ArticleRemarks Before The SEC Historical Society â âThe Continuous...
Thank you, David [Lynn], for that kind introduction and for inviting me to your annual meeting. It is truly my privilege and honor to serve as Chair of the Commission, and it is wonderful to share the...
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You Only Live Once The Roadmap to Financial Wellness and a Purposeful Life
You Only Live Once: The Roadmap to Financial Wellness and a Purposeful Life by Jason Vitug, Founder and CEO of Phroogal, redefines the millennial mantra into a practice of mindful, financial...
View ArticleXignite Clients Nominated For 20 Benzinga Fintech Awards - Xignite Fintech...
Xignite, Inc., the leading provider of cloud-based financial data APIs, is proud to announce that 20 of its clients were recognized as among the most innovative financial technology companies at the...
View ArticleSEC Names Christopher Hetner As Senior Advisor To The Chair For Cybersecurity...
The Securities and Exchange Commission today announced that Christopher R. Hetner has been named Senior Advisor to the Chair for Cybersecurity Policy. In this role, Mr. Hetner will serve as a senior...
View ArticleCBOE Named âExchange Of The Yearâ At GlobalCapital Americas...
Chicago Board Options Exchange® (CBOE®) announced today that it was named “Exchange of the Year” Thursday night at GlobalCapital’s Americas Derivatives Awards 2016 ceremony in New York City.read more...
View ArticleCFTC Commitments Of Traders Reports Update
The current reports for the week of May 31, 2016 are now available.read more...
View ArticleFederal Reserve Board Approves Advance Notice Of Proposed Rulemaking And...
The Federal Reserve Board on Friday approved an advance notice of proposed rulemaking (ANPR) inviting comment on conceptual frameworks for capital standards that could apply to systemically important...
View ArticleSchaeffler AG To Be Included In MDAX - Deutsche Börse Reviews...
On Friday, Deutsche Börse announced changes to its selection indices, which will become effective on 20 June 2016. The shares of Schaeffler AG will be included in the MDAX index and will replace the...
View ArticleSEC: Childhood Friends Charged With Insider Trading In Pharmaceutical Stocks
The Securities and Exchange Commission today charged two Rhode Island men with insider trading in the securities of deal targets being pursued by the pharmaceutical company where one of them worked....
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Financial Signal Processing and Machine Learning
The modern financial industry has been required to deal with large and diverse portfolios in a variety of asset classes often with limited market data available. Financial Signal Processing and...
View ArticleMerger Arbitrage: How to Profit from Global Event-Driven Arbitrage, 2nd Edition
Merger Arbitrage: How to Profit from Event-Driven Arbitrage, Second Edition is the definitive guide to the ins and outs of the burgeoning merger arbitrage hedge fund strategy, with real-world examples...
View ArticleSEC Filing Relating To Nasdaq Senior Notes Offering
On June 3, 2016, Nasdaq filed a final prospectus supplement with the U.S. Securities & Exchange Commission (the “SEC”) relating to a public offering of $500 million aggregate principal amount of...
View ArticleNew York State Department Of Financial Service: North Korea Deemed...
The U.S. Department of the Treasury recently announced a Notice of Finding that the Democratic People’s Republic of Korea (“North Korea”) is a jurisdiction of “primary money laundering concern” under...
View ArticleInfrastructure as an Asset Class: Investment Strategy, Sustainability,...
Infrastructure As An Asset Class is the leading infrastructure investment guide, with comprehensive coverage and in-depth expert insight. This new second edition has been fully updated to reflect the...
View ArticleMonetizing Innovation: How Smart Companies Design the Product Around the Price
Surprising rules for successful monetizationread more...
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CFTC Financial Data For Futures Commission Merchants Update
Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17...
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