SEC: Las Vegas Sands Paying Penalty For FCPA Violations
The Securities and Exchange Commission today announced that Las Vegas Sands Corp. has agreed to pay a $9 million penalty to settle charges that it violated the Foreign Corrupt Practices Act (FCPA) by...
View ArticleComptroller Of The Currency Discusses Innovation During Retail Banking...
Comptroller of the Currency Thomas J. Curry today discussed innovation and its impact on retail banking during an appearance at the American Banker Retail Banking Conference. During his remarks, the...
View ArticleNasdaq Holds First Quarter 2016 Investor Conference Call
Nasdaq (NASDAQ:NDAQ) has scheduled its First Quarter 2016 results announcement.read more...
View ArticleUK's Financial Conduct Authority - TR16/3: Meeting Investorsâ Expectations
We are reporting the findings of our thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will. We also considered how firms monitor the...
View ArticleESMA Publishes Responses To The Consultation On Guidelines On Transaction...
The European Securities and Markets Authority (ESMA) has published the responses received to the Consultation on Guidelines on transaction reporting, reference data, order record keeping & clock...
View ArticleNeurensic Appoints Dr. Cliff Click As Chief Technology Officer, Announces New...
Neurensic, an artificial intelligence technology startup focused on softwareasaservice solutions for the financial services industry, today announced that Dr. Cliff Click has been named Chief...
View ArticleU.S. Department Of The Treasury: Remarks Of Under Secretary Nathan Sheets At...
I would like to thank the Carnegie Endowment for International Peace for hosting me today. Your upcoming launch of “Carnegie India” in New Delhi reflects another important step in what I see as a...
View ArticleITG to Announce First Quarter 2016 Results
NEW YORK, April 7, 2016 â ITG (NYSE: ITG), a leading independent broker and financial technology provider, plans to announce first quarter 2016 financial results on Thursday, May 5, 2016, in a press...
View ArticleTMX Group Equity Financing Statistics â March 2016
TMX Group today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for March 2016.read more...
View ArticleCanadian Securities Regulators Publish Amendments To Order Protection Rule
The Canadian Securities Administrators (CSA) today published final amendments to National Instrument 23-101 Trading Rules and its companion policy. The amendments adjust the order protection rule (OPR)...
View ArticleSIFMA's Ken Bentsen Delivers Opening Remarks At Private-Client Conference
SIFMA president and CEO Kenneth E. Bentsen, Jr., delivers opening remarks at SIFMA's Private Client Conference at the Grand Hyatt in New York City, focusing on the need for regulatory balance and...
View ArticleCanadian Securities Regulators Introduce Harmonized Reporting For The...
The Canadian Securities Administrators (CSA) today published amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106) and its companion policy to introduce a new harmonized report of...
View ArticleThe statistical significance of multivariate Hawkes processes fitted to limit...
Hawkes processes have seen a number of applications in finance, due to their ability to capture event clustering behaviour typically observed in financial systems. Given a calibrated Hawkes process, of...
View ArticleAggregating time preferences with decreasing impatience. (arXiv:1604.01819v1...
It is well-known that for a group of time-consistent decision makers their collective time preferences may become time-inconsistent. Jackson and Yariv (2014) demonstrated that the result of aggregation...
View ArticleNon Jordanian Investment At The Amman Stock Exchange During March 2016
The total value of shares that were bought by non-Jordanian investors at the Amman Stock exchange (ASE) during March 2016 was JD115.5 million, representing 39.6% of the overall trading value, while the...
View ArticleFind a Space that Inspires You
Sometimes, you need to get away from your usual routine, and your usual work area, so as to find inspiration. The change of scenery can be a powerful stimulating mechanism. Your mind can roam a bit,...
View ArticleRemarks By U.S. Treasury Secretary Jacob J. Lew At The U.S. Export Import...
Thank you for that introduction. It is a pleasure to be here, and I would like to thank Fred Hochberg and his staff for hosting this event. This gathering is a testament to the broad support for...
View ArticleMalawi Stock Exchange First Quarter Market Performance Report 2016
Click here to download Malawi Stock Exchange's first quarter market performance report 2016.
View ArticleBetter Finance: Dutch-Based Collective Redress To Help Abused Volkswagen...
Better Finance, the European Federation of Investors and Financial Services Users, has committed to support the Stichting (Foundation) Volkswagen Investors Claim in pursuing recovery for investors who...
View ArticleConsumer Credit Regulation: The Journey So Far: Speech By Tracey McDermott,...
It is now two years since regulation of consumer credit transferred to the FCA. We saw another key milestone at the end of the last month as the deadline passed for firms which had interim permission...
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