FIA Welcomes Regulatory Focus On Central Counterparty Risk
FIA welcomes today’s publication of reports from the Committee on Payments and Market Infrastructures (CPMI), the International Organization of Securities Commissions (IOSCO), and the Financial...
View ArticleHKFE Announces Revised Margins For Futures Contracts
Please be advised that pursuant to Exchange Rule 617(d) and HKCC Rule 402, the Exchange and the Clearing House have determined that with effect from the commencement of trading on Thursday, 18 August...
View ArticleEarly, Often, & Ugly!
Adam Bryant interviewed Christa Quarles, CEO of Open Table, in this week's New York Times Corner Office column. Quarles describes one important leadership lesson she learned when she became CEO of...
View ArticleAbu Dhabi Securities Exchange Achieves 97% In Disclosure Compliance
Abu Dhabi Securities Exchange (ADX) announced that it has succeeded in achieving a compliance rate of 97% regarding the disclosure of the 2nd quarter financial statements of its listed public joint...
View ArticleBSO Drives International Network Performance Management Across...
BSO, the global Ethernet network, cloud and hosting provider, announces it has partnered with Accedian, the end-to-end network performance experts, to enhance network monitoring capabilities and...
View ArticleStatement of Chairman Timothy Massad on Release of Reports on CCP Resilience,...
Statement of Chairman Timothy Massad on Release of Reports on CCP Resilience, Recovery and Resolution
View ArticleCFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise
The U.S. Commodity Futures Trading Commission (CFTC) announced that it filed a Notice of Intent to revoke, suspend, or place restrictions on the registration of Steven A. Cohen of Greenwich,...
View ArticleCFTC Restricts Registration of Steven A. Cohen Based on Failure to Supervise
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a Notice of Intent (Notice) to revoke, suspend, or place restrictions on the registration of Steven A. Cohen (Cohen)...
View ArticleHKEX Set For Another Step Forward In Mutual Market Access
Following today' joint announcement by the China Securities Regulatory Commission (CSRC) and Hong Kong's Securities and Futures Commission (SFC), Hong Kong Exchanges and Clearing Limited (HKEX) will...
View ArticlePresentation By HKEX Chief Executive Charles Li At A Media Briefing On...
Click here to download a presentation by HKEX Chief Executive Charles Li at a media briefing on Shenzhen-Hong Kong Stock Connect.
View ArticleU.S. Corporate Issuance Up In July, CUSIP Requests Show Municipal Requests...
CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for July 2016. The report, which tracks the issuance of new security identifiers as an early indicator of...
View ArticleStatement Of CFTC Chairman Timothy Massad On Release Of Reports On CCP...
I welcome the documents published today by the Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO), as well as by the Financial...
View ArticletrueEX Introduces Execution Of Brazilian Real Swaps Cleared At CME Group
trueEX, the innovative global interest rate swap trading platform, has built a solution to provide execution for Brazilian Real (BRL) interest rate swaps cleared at CME Group. The launch follows CME...
View ArticleTABB Group - NEW Equities Data: Off-Exchange Percentage Hits 6-Year High
According to the July 2016 TABB Equities LiquidityMatrix™ (ELM) – available on TabbFORUM.com – Off-exchange market share in July 2016 increased 2% month-over-month to 38.3%, the highest off-exchange...
View ArticleSEC: Former Goldman Sachs Trader Settles Fraud Charges
The Securities and Exchange Commission today announced that the former head trader in residential mortgage-backed securities (RMBS) at Goldman Sachs has agreed to be barred from the securities industry...
View ArticleGPW Modifies Exchange Indices
Following analyses and consultations, GPW introduces new publication terms of its sector sub-indices and modifies the classification terms of companies in the WIGdiv index.The Exchange calculates 11...
View ArticleSEC: Company Punished For Severance Agreements That Removed Financial...
The Securities and Exchange Commission today announced that a California-based health insurance provider has agreed to pay a $340,000 penalty for illegally using severance agreements requiring outgoing...
View ArticleUK's Financial Conduct Authority Statement On Consultation Paper 12/20:...
The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed...
View ArticleACER Invites Stakeholders To Discuss Market Monitoring Findings On Wholesale...
ACER invites stakeholders to a workshop to discuss its findings, as part of the Market Monitoring Report, on the state of the EU wholesale electricity and gas markets in 2015. The workshop will take...
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