Kurt Gottschall Named Associate Regional Director In The SEC's Denver...
The Securities and Exchange Commission today announced that Kurt L. Gottschall has been named the Associate Regional Director for enforcement in the Denver office.read more...
View ArticleU.S. Attorney General Loretta E. Lynch Delivers Remarks At Press Conference...
Good morning, and thank you all for being here. read more...
View ArticleOffice Of Financial Research Media Update: U.S. Money Market Fund Monitor -...
The OFR released today launched the U.S. Money Market Fund Monitor, an online charting tool to help users take a closer look at the portfolios of U.S. money market funds. To develop the tool, the OFR...
View ArticleCME Group Announces First Trades Of New Aluminum A380 Alloy (S&P Global...
CME Group, the world's leading and most diverse derivatives marketplace, today announced that the first Aluminum A380 Alloy (S&P Global Platts) futures contracts were traded on Tuesday, July 19,...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleU.S. Assistant Attorney General Leslie R. Caldwell Delivers Remarks At Press...
Thank you, Attorney General [Loretta E.] Lynch.read more...
View ArticleEstimating the Integrated Parameter of the Time-Varying Parameter...
We introduce and show the existence of a continuous time-varying parameter extension model to the self-exciting point process. The kernel shape is assumed to be exponentially decreasing. The quantity...
View ArticleAlumni & The Recruiting Process
Scholars Jason Greenberg and Roberto Fernandez have conducted an interesting new study about job searches and MBA recruiting. They studied approximately 600 students from a top MBA program over two...
View ArticleCFTC Orders Otkritie Capital International, Ltd. to Pay a $140,000 Civil...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Otkritie Capital International, Ltd. (OCI), a London-based corporate and...
View ArticleCFTC Charges Oklahoma Resident Kevin J. Davis with Acting as an Unregistered...
The U.S. Commodity Futures Trading Commission (CFTC) today announced that on January 15, 2016, it filed a civil enforcement action in the U.S. District Court for the Western District of Oklahoma...
View ArticleCFTC Launches Whistleblower Program’s Website
The U.S. Commodity Futures Trading Commission (CFTC) today launched the CFTC Whistleblower Programâs new website.
View ArticleCFTC Charges Florida-Based Oakmont Financial, Inc. and Joseph Charles...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Defendants Oakmont Financial,...
View ArticleFederal Court Orders Florida-Based Worth Group Inc. and Its Principals,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that the U.S. District Court for the Southern District of Florida entered a Consent Order of Permanent Injunction against Defendants Worth...
View ArticleFederal Court in Florida Orders Restitution, a Civil Monetary Penalty, and...
The U.S. Commodity Futures Trading Commission (CFTC) announced that a federal court in Fort Lauderdale, Florida, issued a Consent Order against Defendant Robert Tripode of Boynton Beach, Florida, in...
View ArticleCFTC Charges Dania Beach, Florida Resident Rico Omar Cox with Commodity...
The U.S. Commodity Futures Trading Commission (CFTC) announced that it filed a civil injunctive anti-fraud enforcement action in the U.S. District Court for the Southern District of Florida against...
View ArticleFederal Court Orders New York Firm 4X Solutions, Inc. and Its Principal,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that the Honorable Richard M. Berman, U.S. District Judge for the U.S. District Court for the Southern District of New York, ordered...
View ArticleFederal Court Orders Cindy and Paul Vandivier to Pay Civil Monetary Penalties...
The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Consent Order imposing a permanent injunction against CFTC Defendants Cindy Vandivier and Paul Vandivier of Coconut Creek,...
View ArticleCFTC Charges Canadian Resident Ryan S. Magee with Fraud and Acting as an...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court for the Eastern District of Wisconsin charging Ryan S. Magee of Calgary, Alberta,...
View ArticleCFTC Charges Florida-Based North American Asset Management, LLC, Alexi...
The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a civil injunctive enforcement action in the U.S. District Court for the Southern District of Florida against Defendants...
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